The journey companies take to go public takes a skillful team of experts to move things forward. Often, a player in advancing an initial public offering is the transfer agent. But what exactly is a ...

OTC Markets Group Inc.(OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, announced that OTR, Inc. and Worldwide Stock Transfer, LLC (WST) have joined OTC Markets’ ...

OTC Markets Group Inc.(OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, announced thatEmpire Stock Transfer Inc. has joined OTC Markets’ Transfer Agent Verified ...

WASHINGTON (Reuters) - In their battle to root out microcap stock fraudsters, U.S. securities regulators are turning their attention to the obscure world of transfer agents, who are sometimes in a ...

Harbor, the digital platform for alternative assets, has received a transfer agent license from the United States Securities and Exchange Commission (SEC). On Oct. 31, Harbor CEO Joshua Stein told the ...

IRVINE, CA, May 26, 2023 (GLOBE NEWSWIRE) -- via NewMediaWire-- GZ6G Technologies Corp. (OTCQB: GZIC) (Company, GZIC) has engaged Pacific Stock Transfer Company (a Securitize company) (“PST”) as its ...

The Securities and Exchange Commission (SEC) has settled charges against Equiniti, a transfer agent, for losing clients’ money. Equiniti has paid $850,000 in a civil penalty to settle the charges.

The ruling shows the increased need to protect client data, as recordkeepers and others could face such fines due to a participant data breach. The Securities and Exchange Commission on Tuesday ...